Investor Services

Investor demands dominate today’s investment landscape. In this environment, you need an administrator with a proven track record for assisting with investor inquiries, sending timely and accurate statements, and maintaining investor relations. At Dundee Leeds, you are guaranteed an investor relations specialist who will provide superior service to your investors.

Through our proprietary database software, ShareReg, Dundee Leeds is able to provide clients with specific reporting tools customised to meet their requirements in the management and analysis of their funds.

Managing Risk

The efficiency of due diligence and regulatory compliance is increasingly important, and knowledge of who your existing and prospective investors are is a key factor in risk management and prevention. At Dundee Leeds, our AML and KYC verification procedures and policies give us real-time access to the most recognised international watch-lists to ensure all our information and data is kept timely and up-to-date. We help mitigate risk using ChoicePoint®’s Bridger Insight XG™. With more than 4,000 clients and a decade of experience, Bridger Insight XGremains an industry leader. Bridger Insight XG facilitates the real-time and batch screening of new and existing customers by facilitating access to the latest technologies and decision-making tools with ID Verification, Regulatory Compliance and Enhanced Due Diligence tools. Learn more at www.BridgerInsight.com.

• Maintaining of the share and partnership register on an individual investor basis
• Registrar and Transfer Agency
• Processing of subsciption, transfer, redemption and conversion requests and corresponding payment
• Accommodating share equalization methods
• Communicating notices and statements to investors
• Query resolution
• Monitoring compliance with applicable anti-money laundering regulations such as the USA Patriot Act, FATF/GAFI and OFAC List.
  

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